Making Compliance Easy Have you outgrown your Dealer Group? Is it time for your own licence?
Making Compliance Easy
Have you outgrown your Dealer Group?
Is it time for your own licence?

Licence Applications

  • AFSL Compliance is experienced in successfully helping practices apply for their own Australian Financial Services licence. We make it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.

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Compliance Support

  • AFSL Compliance tailors the ongoing compliance support to match the requirements of each client.

    There is no ongoing monthly support fee and you can elect to take up services when you want them. Most are offered on a fixed fee basis.

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Making Compliance Easy

AFSL Compliance provides compliance support to practices which hold their own Australian Financial Services licence or are looking to obtain their own licence. It is owned and managed by Stewart Chandler.

Stewart is a Chartered Accountant with 15 years experience in risk management, compliance and financial services.

AFSL Compliance has assisted over 100 practices successfully apply for their own Australian Financial Services licence. We provide ongoing compliance support to many of these practices and also to established licensees which have joined us.

Our clients are typically small financial planning practices and investment advisory firms. We also support a number of small dealer groups which license independently owned financial planning practices.

We pride ourselves on being able to deliver straightforward practical solutions which make compliance easy. Our Promise