Licence Applications

AFSL Compliance is experienced in successfully helping financial planning practices to apply for their own Australian Financial Services licence. We make it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.

For a fixed fee of $8,000 plus GST, our application service will:

  • Assist with determining your licence authorisations
  • Assist with Responsible Manager selection
  • Provide a checklist which sets out the steps required in the application process
  • Prepare the on-line application
  • Prepare the proofs required to be submitted with the application
  • Prepare responses to any queries on the application
  • Review the draft licence issued by ASIC
  • Provide a licensee compliance manual with policies, registers and checklists tailored to your business
  • Prepare a Financial Services Guide for your licence
  • Provide a Responsible Manager training session at your office

If you are comparing our service with others, then be sure to check whether their service includes a tailored licensee compliance manual and a Responsible Manager training session.

No obligation free enquiry service

We are always happy to share our experience and knowledge with you – just call or email

  • The likelihood of you being granted a licence
  • What is involved in running your own licence
  • The costs involved in running your own licence
  • The licence application process
  • PI Insurance

Licence variation support

AFSL Compliance can also assist practices with varying their Australian Financial Services licence. You may want to expand your client offering to add new products or you may need to change your Responsible Manager/s.

Contact AFSL Compliance to discuss the benefits of your own Australian Financial Services licence

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