Making Compliance Easy

Have You Outgrown Your Dealer Group?

Is It Time For Your Own Licence?

Licence Applications

AFSL Compliance is experienced in successfully helping financial planning practices to apply for their own Australian Financial Services licence.

We make it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.

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Compliance Support

AFSL Compliance tailors the ongoing compliance support to match the requirements of each client.

There is no ongoing monthly support fee and you can elect to take up services when you want them. Most are offered on a fixed fee basis.

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AFSL Compliance was established in 2010. We provide support to financial planning practices which hold their own Australian Financial Services licence or are looking to obtain their own licence. 

AFSL Compliance is owned and managed by Stewart Chandler, who has 20 years’ experience in financial planning and compliance.

AFSL Compliance has assisted over 250 practices successfully apply for their own Australian Financial Services licence. We continue to provide ongoing compliance support to many of these practices. We also provide support to established licensees that have joined us.

We pride ourselves on being able to deliver straightforward practical solutions which reduce compliance risks and costs.