About Us
AFSL Compliance
is what we do,
and we do it well.
OUR HISTORY
Established in 2010 by Stewart Chandler, AFSL Compliance is now the preferred supplier of compliance services to over 200 practices. We are the leading provider to self-licensed financial advice practices.
DEEP KNOWLEDGE
We have deep knowledge and experience in the advice industry, and understand what it means to be in the business of advice.
This gives us the confidence to deliver the best compliance solutions for your practice, so you can get on with the business of financial advice.
We'll help you
Take Your Own Path.
Why us?
Professional advice firms choose AFSL Compliance because:
Tailored
We build compliance solutions based on the size, operations and service offering of your practice.
Smart and practical
We don’t provide a rehash of the law or ASIC guidance. We provide solutions and make it easy for you.
Committed
We get our hands dirty to identify issues and fix problems.
Common interest
We value professionalism and the quality of advice. Your clients are always front of mind.
Continuous improvement
We don’t accept the status quo. We will challenge how things are done and we are always working on better solutions for our clients.
The team
Accomplished business development executive with over 20 years’ experience in Financial Services including leading high performing advice teams and communities by focusing on strategic growth and strong practice development.
Key focus has been supporting businesses to set, monitor and achieve their strategic plans by working collaboratively with them and being a sounding board for them on all matters relating to the operation of the business.
Stewart Chandler
Founder and Manager,
AFSL Compliance
A former Certified Financial Planner and Self-Licensed Practice Owner, David has over 30 years’ experience in financial services, half of which included directly advising clients.
Prior to joining AFSL Compliance, David completed a long and varied career with BT Advice, where he managed a national team of advice coaches, created and delivered adviser development and compliance programs, supervised remediation programs and constantly strived to improve the advice process for both advisers and clients.
David’s hands-on experience helps him to provide smart and sensible solutions that work in practice and are tailored to help you run your own AFSL.
AFSL Compliance is
what we do,
and we do it well.
Learn more
Learn more
