Making Compliance Easy Have you outgrown your Dealer Group? Is it time for your own licence?
Making Compliance Easy
Have you outgrown your Dealer Group?
Is it time for your own licence?

Benefits of your own licence

 

Protection of your business and brand from dealer group failings

  • Separate your business from the dealer group risk of negative publicity, class actions and ASIC attention
  • Separate your business from the risk of rogue or poor quality advisers in large dealer groups
  • Remove conflicts of interest and move towards independence

 

Freedom to explore and implement the best solutions for you and your clients

  • Recommend strategies, products and services which best suit the needs of your clients
  • Engage experienced and professional compliance resources to support and protect your business 
  • Select the service providers (practice management, business development, training and software) which best serve your practice

 

Relief from the additional layer of compliance rules imposed by dealer groups

  • Establish compliance measures to match the skills, experience and ethics in your practice
  • Avoid the lowest common denominator approach of dealer groups
  • Avoid the continual tinkering and expansion of compliance rules

 

And for many practices there is the added bonus that it is cheaper and less time consuming operating under their own licence.