Making Compliance Easy Have you outgrown your Dealer Group? Is it time for your own licence?
Making Compliance Easy
Have you outgrown your Dealer Group?
Is it time for your own licence?

Our Promise

We pride ourselves on being able to deliver straightforward practical solutions which make compliance easy.

Experienced Support

  • AFSL Compliance has assisted over 100 practices successfully apply for their own Australian Financial Services licence
  • We provide ongoing support to financial planning practices, accounting practices and investment advisory firms
  • We have hands-on experience as Responsible Managers and as Compliance Managers
  • You can have confidence you are getting support from an experienced compliance professional

Dedicated Support

  • Stewart Chandler is the principal of AFSL Compliance and he is the provider of all compliance services
  • You have direct access to the experience of Stewart
  • You can expect the care and attention that a small business principal brings to their clients

Practical Commercial Solutions

  • We don't just tell you what the law requires or that you have a compliance problem
  • We design straightforward practical solutions that make compliance easy
  • We also pride ourselves on being able to identify ways to reduce your compliance costs
  • And we can help you in establishing other areas of support required by licensees (PI insurance, software, research, training)

Independence

  • AFSL Compliance is a stand-alone independently owned business which is focused on providing our clients with compliance solutions
  • Compliance is not an add-on to our business - we don't offer compliance to sell in-house products or boost volume bonus revenue.