Making Compliance Easy Compliance support you can trust. Is it time for your own licence?
Making Compliance Easy
Compliance support you can trust.
Is it time for your own licence?

Licence Applications

AFSL Compliance is experienced in successfully helping practices apply for their own Australian Financial Services licence. We make it easy and inexpensive to obtain your own licence by taking care of the process from beginning to end.

For a fixed fee of $8,000 plus GST for a single practice full licenceĀ our application service will:

  • Assist with determining your licence authorisations
  • Assist with Responsible Manager selection
  • Provide a checklist which sets out the steps required in the application process
  • Prepare the on-line application
  • Prepare the proofs required to be submitted with the application
  • Prepare responses to any queries on the application
  • Review the draft licence issued by ASIC
  • Provide a licensee compliance manual tailored to your business
  • Provide a Financial Services Guide template
  • Provide a Responsible Manager training session at your office

If you are comparing our service with others then be sure to check whether their service includes a tailored licensee compliance manual, a FSG template and a Responsible Manager training session.

No obligation free enquiry service

We are always happy to share our experience and knowledge with you - just call or email

  • The likelihood of you being granted a licence
  • What is involved in running your own licence
  • The costs involved in running your own licence
  • The licence application process
  • PI Insurance

Licence variation support

AFSL Compliance is also experienced in assisting businesses to vary their Australian Financial Services licence.

You may want to expand your client offering to add new products (eg life insurance or direct equities). Alternatively, you may have a change in the management or ownership of your business which requires a new Responsible Manager or Key Person to be appointed.